Block access to LLM applications using keywords and FQDN

Large language models (LLMs), such as GPT, are a type of Generative AI (GenAI) and are widely used in applications like chatbots. This configuration will block HTTPS upload traffic to LLM applications that include sensitive keywords. The pre-defined data type, keyword, is used in the Data Loss Prevention (DLP) dictionary.

Web-based chatbot implementations are dynamic and and can exhibit a wide range of variations. To maximize the effectiveness of blocking unwanted keywords, it is advised to add both a message and a file-based DLP rule. While this method enhances detection, it may not be entirely infallible. For optimal protection, it is recommended to restrict access to LLM applications. To entirely prevent access to LLM applications, use a web filter profile with the FortiGuard Artificial Intelligence Technology category set to block. See Configuring web filter profiles to block AI and cryptocurrency for more information. To confirm that the URL of the LLM application that you need to block is in the Artificial Intelligence Technology category. The URL category can be verified using the FortiGuard Web Filter Lookup.

When utilizing commonly-used SSL-encrypted protocols such as HTTPS, SMTPS, POP3S, IMAPS, and FTPS, SSL inspection must be set to Deep Inspection. See Deep inspection for more information. Additionally, the client machine must have the corresponding deep inspection Certificate Authority (CA) certificate installed.

Example

In this example, a user is conducting a search on an LLM application in the Chrome browser on an office computer, using a sensitive keyword that has been configured in the DLP dictionary. The FortiGate intercepts this traffic using deep inspection and prevents the search that contains sensitive keywords because it matches the DLP profile that has been set up on this FortiGate.

When a sensitive keyword is included in HTTPS upload traffic, the request is blocked and a DLP log is generated.

To block HTTPS upload traffic that includes sensitive keywords in the GUI:

1. Configure the DLP dictionary:

   1. Go to Security Profiles > Data Loss Prevention, select the Dictionary tab, then click Create New.

   2. Set Name to llmapps.

   3. In the Dictionary Entries table click Create New:

      1. Set Type to keyword.

      2. Set Pattern to fortinet.

      3. Enable Case sensitive.

      4. Click OK.

   4. Repeat step c and set Pattern to source code.

   5. Click OK.

2. Configure the DLP sensor:

   1. Go to Security Profiles > Data Loss Prevention, select the Sensor tab, then click Create New.

   2. Set Name to llmapps.

   3. In the Sensor Entries section, click Add. The Select Entries pane is displayed.

   4. Select Managed Locally from the dropdown menu.

   5. Select llmapps and click Apply.

   6. Click OK.

3. Configure the DLP profile:

   1. Go to Security Profiles > Data Loss Prevention, select the Profile tab, then click Create New.

   2. Set Name to llmapps.

   3. In the Rules section, click Create New:

      1. Configure the following settings:

         Name	llmapps1
         Sensors	llmapps
         Severity	Critical
         Action	Block
         Type	File
         File type	builtin-patterns
         Protocol	HTTP-POST

      2. Click OK.

   4. In the Rules section, click Create New again:

      1. Configure the following settings:

         Name	llmapps2
         Sensors	llmapps
         Severity	Critical
         Action	Block
         Type	Message
         Protocol	HTTP-POST

      2. Click OK.

   5. Click OK to save the profile.

   6. Unset the file type option to enable filtering of all file types, including unknown ones:

      config dlp profile
          edit "llmapps"
              config rule
                  edit 1
                      unset file-type 
                  next
              end
          next
      end
      

4. Configure the firewall address for the LLM application:

   1. Go to Policy & Objects > Addresses, select the Standard tab, then click Create New.

   2. Set the following:

      Name	<name>
      Type	FQDN
      FQDN	See FQDN for the FQDN on the specific LLM application.

   3. Click OK.

5. Add the firewall address to a group:

   1. Go to Policy & Objects > Addresses, select the Address Group tab, then click Create New.

   2. Set the following:

      Group name	llmapps
      Members	ChatGpt, AmazonQ, Gemini

6. Add the DLP profile and the address group to a firewall policy:

   1. Go to Policy & Objects > Firewall Policy and click Create New.

   2. Set the Inspection Mode to Proxy-based.

   3. Set the Destination to llmapps.

   4. In the Security Profiles section:

      1. Enable Application control and select the profile that QUIC is blocked in. In this example, the default profile is selected.

      2. Enable DLP Profile and select llmapps.

   5. Set SSL Inspection to deep-inspection.

   6. Configure the other settings as needed.

   7. Click OK.

To block HTTPS upload traffic that includes sensitive keywords in the CLI:

1. Configure the DLP dictionary:

   config dlp dictionary
       edit "llmapps"
           config entries
               edit 1
                   set type "keyword"
                   set pattern "source code"
                   set ignore-case enable
               next
               edit 2
                   set type "keyword"
                   set pattern "fortinet"
                   set ignore-case enable
               next
           end
       next
   end

2. Configure the DLP sensor:

   config dlp sensor
       edit "amazonQ"
           config entries
               edit 1
                   set dictionary "llmapps"
               next
           end
       next
   end
   

3. Configure the DLP profile:

   config dlp profile
       edit "llmapps"
           set feature-set proxy
           config rule
               edit 1
                   set name "llmapps1"
                   set severity critical
                   set proto http-post
                   set filter-by sensor
                   set sensor "llmapps"
                   set action block
               next
               edit 2
                   set name "llmapps2"
                   set type message
                   set proto http-post
                   set filter-by sensor
                   set sensor "llmapps"
                   set action block
               next
           end
       next
   end
   

4. Configure the firewall address for the LLM application:

   config firewall address
       edit <name>
           set type fqdn
           set fqdn <string>
       next
   end
   

   See FQDN for the FQDN on the specific LLM application.

5. Add the firewall addresses to a group:

   config firewall addrgrp
       edit "llmapps"
           set member "ChatGpt" "AmazonQ" "Gemini"
       next
   end
   

6. Add the DLP profile and the FQDN address to a firewall policy:

   config firewall policy
       edit 1
           set name "llmapps "
           set srcintf "port2"
           set dstintf "port1"
           set action accept
           set srcaddr "all"
           set dstaddr "llmapps"
           set schedule "always"
           set service "ALL"
           set utm-status enable
           set inspection-mode proxy
           set ssl-ssh-profile "deep-inspection"
           set dlp-profile "llmapps"
           set application-list "default"
           set nat enable
       next
   end

FQDN

A firewall address should be created for each LLM application:

LLM application	FQDN
ChatGPT	chat.openai.com
Amazon Q	qbusiness.us-west-2.api.aws The FQDN for the Amazon Q application can vary depending on the region. In this example, the application is deployed in the US West (Oregon) region. See Service regions and endpoints.
Gemini	gemini.google.com

Verification

ChatGPT:

1. Visit https://chat.openai.com.

2. Search for any phrase that includes keywords set up in the DLP dictionary.

   

3. Verify that the request failed and an error was generated.

4. Review the log that was generated when the attempt was made to send an HTTP POST request containing sensitive keywords:

   1: date=2024-03-15 time=09:59:35 eventtime=1710453575538415503 tz="+1200" logid="0954024576" type="utm" subtype="dlp" eventtype="dlp" level="warning" vd="root" ruleid=1 rulename="llmapps1" dlpextra="Sensor 'llmapps' matching any: ('llmapps'=1) >= 1; match." filtertype="sensor" filtercat="file" severity="critical" policyid=1 poluuid="eea32b46-db4e-51ee-92a9-b46e5580db33" policytype="policy" sessionid=69254 epoch=424445846 eventid=1 srcip=13.13.13.13 srcport=56747 srccountry="United States" srcintf="port2" srcintfrole="undefined" srcuuid="d2f06fda-15e7-51ee-0d22-faaf5170dad2" dstip=104.18.37.228 dstport=443 dstcountry="United States" dstintf="port1" dstintfrole="undefined"

Amazon Q:

1. Visit your deployed Amazon Q application at the deployed URL link.

   

2. Search for any phrase that includes keywords set up in the DLP dictionary.

   

3. Verify that the request failed and an error was generated.

4. Review the log that was generated when the attempt was made to send an HTTP POST request containing sensitive keywords:

   1: date=2024-03-15 time=09:50:29 eventtime=1710453029263609219 tz="+1200" logid="0954024576" type="utm" subtype="dlp" eventtype="dlp" level="warning" vd="root" ruleid=1 rulename="llmapps1" dlpextra="Sensor 'llmapps' matching any: ('llmapps'=1) >= 1; match." filtertype="sensor" filtercat="file" severity="critical" policyid=1 poluuid="eea32b46-db4e-51ee-92a9-b46e5580db33" policytype="policy" sessionid=68636 epoch=424445675 eventid=1 srcip=13.13.13.13 srcport=56589 srccountry="United States" srcintf="port2" srcintfrole="undefined" srcuuid="d2f06fda-15e7-51ee-0d22-faaf5170dad2" dstip=44.232.12.199 dstport=443 dstcountry="United States" dstintf="port1" dstintfrole="undefined" dstuuid="e7274712-db4e-51ee-bbeb-d74c8cba6747" proto=6 service="HTTPS" filetype="unknown" direction="outgoing" action="block" hostname="qbusiness.us-west-2.api.aws" url="https://qbusiness.us-west-2.api.aws/applications/a2599147-8fb4-4a76-9b65-cf5b4730aa9f/conversations?sync&userId=ssukhdeep@fortinet.com" agent="Mozilla/5.0 (Windows NT 10.0; Win64; x64; rv:123.0) Gecko/20100101 Firefox/123.0" httpmethod="POST" referralurl="https://bgiotxzy.chat.qbusiness.us-west-2.on.aws/" filename="conversations" filesize=104 profile="llmapps"

Gemini:

1. Visit https://gemini.google.com .

2. Search for any phrase that includes keywords set up in the DLP dictionary.

   

3. Verify that the request failed and an error was generated.

4. Review the log that was generated when the attempt was made to send an HTTP POST request containing sensitive keywords:

   1: date=2024-03-15 time=12:46:08 eventtime=1710463568053453203 tz="+1200" logid="0954024576" type="utm" subtype="dlp" eventtype="dlp" level="warning" vd="root" ruleid=1 rulename="llmapps1" dlpextra="Sensor 'llmapps' matching any: ('llmapps'=1) >= 1; match." filtertype="sensor" filtercat="file" severity="critical" policyid=1 poluuid="eea32b46-db4e-51ee-92a9-b46e5580db33" policytype="policy" sessionid=77832 epoch=424449372 eventid=1 srcip=13.13.13.13 srcport=58137 srccountry="United States" srcintf="port2" srcintfrole="undefined" srcuuid="d2f06fda-15e7-51ee-0d22-faaf5170dad2" dstip=142.251.33.110 dstport=443 dstcountry="United States" dstintf="port1" dstintfrole="undefined" dstuuid="d2f06fda-15e7-51ee-0d22-faaf5170dad2" proto=6 service="HTTPS" filetype="unknown" direction="outgoing" action="block" hostname="gemini.google.com" url="https://gemini.google.com/_/BardChatUi/data/assistant.lamda.BardFrontendService/StreamGenerate?bl=boq_assistant-bard-web-server_20240313.09_p0&f.sid=2103257702826212605&hl=en&_reqid=1474614&rt=c" agent="Mozilla/5.0 (Windows NT 10.0; Win64; x64) AppleWebKit/537.36 (KHTML, like Gecko) Chrome/122.0.0.0 Safari/537.36" httpmethod="POST" referralurl="https://gemini.google.com/" filename="StreamGenerate" filesize=2211 profile="llmapps"